Susan Shelley for Congress in California's 30th District. Link to www.SusanShelleyForCongress.com

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Occasional columns by the author of The 37th Amendment: A Novel

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The Secret Life of the Bill of Rights

by Susan Shelley

The fight over Supreme Court nominees began before anyone in it was born. To see the origin, climb into your time machine and go backwards. Don't stop at the confirmation hearings for Clarence Thomas in 1991 or Robert Bork in 1987. Park the car in 1900 and step inside the U.S. Supreme Court.

There you will hear Justice Rufus Wheeler Peckham explain to Utah bank robber "Gunplay" Maxwell that he doesn't have a right to be indicted only by a grand jury, or to be tried by a jury of twelve instead of eight, or to trial by jury at all, because the Bill of Rights doesn't apply in state courts.

"The first ten amendments," Justice Peckham wrote in Maxwell v. Dow, "were intended as restraints and limitations upon the powers of the general government, and were not intended to and did not have any effect upon the powers of the respective states. This has been many times decided."

Justice Peckham listed case after case to demonstrate that the Bill of Rights simply did not apply to the states, something James Madison had pointed out in 1789 when he argued for a constitutional amendment that would prevent the states from violating "the equal rights of conscience, or the freedom of the press, or trial by jury in criminal cases." Madison's amendment was defeated in the Senate and never became part of the Constitution.

The Bill of Rights applies to the states today not because of a constitutional amendment, but because of something called the Incorporation Doctrine, an idea invented and developed by the U.S. Supreme Court over the course of the 20th century.

The Incorporation Doctrine holds that some rights are so fundamental to the idea of due process of law that they are incorporated into the Fourteenth Amendment, which bars any state from denying due process of law to any person.

The Supreme Court has held that fundamental rights may not be infringed by the states without a compelling reason. The justices determine, by a vote of five to four in some cases, which rights are fundamental and which reasons are compelling.

But what is the standard for selection?

Justice Felix Frankfurter wondered about that in the 1947 case of Adamson v. California, which held that the Fifth Amendment right against self-incrimination was not one of the incorporated rights.

"Some are in and some are out," Justice Frankfurter complained in his concurring opinion, "but we are left in the dark as to which are in and which are out. Nor are we given the calculus for determining which go in and which stay out. If the basis of selection is merely that those provisions of the first eight Amendments are incorporated which commend themselves to individual justices as indispensable to the dignity and happiness of a free man, we are thrown back to a merely subjective test."

It was 1964 before the justices believed that the right against self-incrimination was fundamental enough to incorporate, and 1968 before the right to a jury trial in all criminal cases joined it.

In a 1965 case, Griswold v. Connecticut, the Supreme Court went beyond the text of the Bill of Rights to infer and incorporate a constitutional right to marital privacy. "With all deference," wrote Justice Potter Stewart in dissent, "I can find no such general right of privacy in the Bill of Rights, in any other part of the Constitution, or in any case ever before decided by this Court."

Chief Justice John Roberts told the Senate Judiciary Committee during his confirmation hearings that he believes there is a right of privacy in the Constitution. Whether he believes it is fundamental, and whether he believes the states have a compelling interest in protecting unborn life which outweighs the right of privacy, we have yet to learn.

Using the Incorporation Doctrine, the Supreme Court has expanded individual rights and limited the power of the states to legislate over a wide range of activities that once were solidly within the province of state law.

Some of these activities were on the mind of Senator Edward M. Kennedy when he asked John Roberts during confirmation hearings whether he accepts the constitutionality of the 1964 Civil Rights Act, the 1965 Voting Rights Act and the 1954 Brown v. Board of Education decision.

If that seems like an unnecessary question, climb back into your time machine and set it for 1866, when the Congress that wrote the Fourteenth Amendment was debating a civil rights bill containing this language:

"There shall be no discrimination in civil rights or immunities among the inhabitants of any State or Territory of the United States on account of race, color, or previous condition of slavery."

The House of Representatives cut that language out of the bill after lawmakers fretted that it would lead the courts to strike down racial segregation, an interpretation the House leadership said was "not intended."

Rep. Thaddeus Stevens of Pennsylvania tried to insert a clause into the Fourteenth Amendment that read, "All laws, state or national, shall operate impartially and equally on all persons without regard to color or race." That language was killed in subcommittee.

It is an unfortunate historical fact that the U.S. Constitution has never been amended to ban racial discrimination, or gender discrimination.

This is the pothole that busts the axle of the strict constructionists' bandwagon. Chief Justice Roberts steered around it during his confirmation hearings by citing academic research suggesting it was the true intention of the framers of the Fourteenth Amendment to ban racial discrimination and school segregation.

Judge for yourself.

Federal and state laws against discrimination, like the protections of the Bill of Rights in state courts, are tenuously secured by a judicial interpretation of "due process" and "equal protection" that was pulled out of the air. All rights so created can be eroded or reversed by justices who believe earlier cases were wrongly decided.

Justice Antonin Scalia said as much in his dissenting opinion in Dickerson v. United States, when he argued unsuccessfully to overturn the landmark 1966 case, Miranda v. Arizona. "I see little harm in admitting that we made a mistake," he wrote.

The bigger mistake was to rely on the Supreme Court to update the Constitution and give up on the Article V process of amending it. That's the reason so many long-established rights now hang by a thread of Sandra Day O'Connor's robe.

January 22, 2006
Susan Shelley is the author of a history of the Incorporation Doctrine titled "How the First Amendment Came to Protect Topless Dancing," which was published in 2002 as an appendix to her novel, The 37th Amendment. Both are now available in eBook editions from Amazon.com.

© Copyright 2006 by Susan Shelley

Source Notes: 

Maxwell v. Dow, 176 U.S. 581 (1900). The quotation can be found at page 587. The decision can be read online at:
http://laws.findlaw.com/us/176/581.html

Madison's amendment: Annals of Congress, vol. 1 (Washington D.C.: Gales & Seaton, 1834) pp.424-49, cited in Eugene W. Hickok, Jr., editor, "The Bill of Rights: Original Meaning and Current Understanding" (1991), p. 4; See also Leonard W. Levy, "Original Intent and the Framers' Constitution" (1988), pp. 166-170.

Adamson v. California, 332 U.S. 46 (1947). The Frankfurter quotation can be found at page 65. The decision can be read online at:
http://laws.findlaw.com/us/332/46.html

Incorporation of the Fifth Amendment right against self-incrimination: Malloy v. Hogan, 378 U.S. 1 (1964). The decision can be read online at:
http://laws.findlaw.com/us/378/1.html

Incorporation of the Sixth Amendment right to a jury trial in all criminal cases: Duncan v. Louisiana, 391 U.S. 145 (1968). The decision can be read online at:
http://laws.findlaw.com/us/391/145.html

Griswold v. Connecticut, 381 U.S. 479 (1965). The Stewart quotation can be found at page 530. The decision can be read online at:
http://laws.findlaw.com/us/381/479.html

Roberts and Kennedy exchanges: Transcript of Senate Judiciary Committee confirmation hearings, September 13, 2005. Available online at:
http://www.asksam.com/cgi-bin/as_web6.exe?
Command=Bookmark&File=JGRHearing&Name=
Day%202%20%2d%20Kennedy%20%2d%20
Segregation...

and
http://www.asksam.com/cgi-bin/as_web6.exe?
Command=DocName&File=JGRHearing&Name=
Day%202%20%2d%20Kennedy%20%2d%20
Civil%20Rights%2c%20Discrimination%2c%20%
26%20Voting%20Rights

Civil Rights Bill of 1866: Charles Fairman, "History of the Supreme Court of the United States, Volume VI, Reconstruction and Reunion, 1864-88, Part One" (1971), page 1193. For detailed notes on the debate over the Civil Rights Bill of 1866 and the Fourteenth Amendment, please see the appendix to "The 37th Amendment," online at:
http://www.ExtremeInk.com/appendix.htm

Dickerson v. United States, 000 U.S. 99-5525 (2000). The decision, and Justice Scalia's dissent (joined by Justice Thomas), can be read online at:
http://laws.findlaw.com/us/000/99-5525.html


Click the title to read the column

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Marijuana, Prohibition and the Tenth Amendment

A Retirement Plan for Sandra Day O'Connor

How the First Amendment Came to Protect Topless Dancing

The Great Death-Defying California Recall Election

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Susan Shelley is running for Congress in California's 30th District, the west San Fernando Valley.

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